153 additional ETFs are now added to our ETP coverage. This includes 4 Crypto Based ETFs, 33 Derivative Based ETFs, 44 Equity ETFs, and 22 US and global fixed-income ETFs.
We now cover 3006 ETPs and 119 US and global indexes. ETNs do
not have constituents, but they are included in several other reports.
For a free look at the current files please click here (no credit card required).
Please let me know if I can help at lc@americanetp.com.
153 additional ETFs are now
included in the ConstituentData42.csv File, ETFDATA42.csv file, and
Fundamentals.csv file as follows:
| CompositeSymbol | CompositeName | ETFtype | Summary |
|---|---|---|---|
| MSOX | AdvisorShares MSOS 2x Daily ETF | US Derivative Based ETF | The fund will enter into one or more swap agreements intended to produce economically-leveraged investment results relative to the returns of the US Cannabis ETF. The US Cannabis ETF primarily invests in exchange-listed equity securities including common and preferred stock of mid- and small-capitalization companies and in total return swaps intended to provide exposure to such companies. The fund is non-diversified. |
| CCNR | ALPS CoreCommodity Natural Resources ETF | Global Equity ETF | The fund seeks to achieve its objective by investing under normal circumstances at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in equity securities of natural resources companies. The funds investments in equity securities will primarily consist of investments in common stock. Its investments in foreign markets include investments in companies located in emerging markets. |
| SMTH | ALPS/SMITH Core Plus Bond ETF | US Fixed Income ETF | The fund pursues its investment objective by investing under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in bonds. Bonds include but are not limited to government notes and bonds corporate bonds convertible bonds commercial and residential mortgage-backed securities and zero-coupon bonds. It may also invest in asset-backed securities money market instruments commercial loans and foreign debt securities (including investments in emerging markets). |
| COWS | Amplify Cash Flow Dividend Leaders ETF | US Equity ETF | The fund invests at least 80% of its net assets in securities that comprise the index which will primarily include dividend paying U.S. equity securities. The index is based on a proprietary methodology developed and maintained by Kelly Indexes LLC an affiliate of Kelly Strategic Management LLC an investment sub-adviser to the fund. The fund is non-diversified. |
| HCOW | Amplify Cash Flow High Income ETF | US Derivative Based ETF | The fund is an actively managed ETF that seeks to achieve its investment objective by investing in shares of the Amplify Cash Flow Dividend Leaders ETF (the COWS ETF) and in a portfolio that seeks targeted rates of additional income pursuant to a Call Income Strategy. The fund is non-diversified. |
| QDVO | Amplify CWP Growth & Income ETF | US Option Based ETF | Under normal circumstances the fund invests at least 80% of its net assets (plus borrowings for investment purposes) in growth-oriented U.S. exchange-traded equity securities and will opportunistically utilize an option strategy consisting of writing U.S. exchange-traded call option contracts. The fund is non-diversified. |
| SOF | Amplify Samsung SOFR ETF | US Derivative Based ETF | The fund is an actively managed ETF that seeks to closely replicate the performance of the SOFR as published by the Federal Reserve Bank of New York. Under normal market circumstances the fund will invest at least 80% of its net assets in investment instruments selected by Samsung Asset Management Inc. the funds sub-adviser with the goal of achieving the returns that closely replicate the performance of SOFR after fund fees and expenses and prior to any distributions payable by the fund. The fund is non-diversified. |
| THNR | Amplify Weight Loss Drug & Treatment ETF | Global Equity ETF | The fund’s manager invests at least 80% of its net assets (plus borrowings for investment purposes) in securities that comprise the index. The index is comprised of global companies who are manufacturers in the GLP-1 agonist pharmaceutical business or who enable such business. GLP-1 agonists seek to lower blood sugar levels and reduce appetite and promote fullness with the ultimate potential for weight loss. The fund is non-diversified. |
| RINC | AXS Real Estate Income ETF | US Equity ETF | Under normal circumstances at least 80% of the funds net assets plus borrowings for investment purposes will be invested in income producing real estate securities. Its investments in real estate securities primarily include common and preferred securities of U.S. publicly traded REITs that focus on owning commercial and residential mortgages (mREITs) and publicly traded closed-end funds that invest primarily in mortgage-backed securities (mCEFs). The fund may invest in securities of issuers of any market capitalization. It is non-diversified. |
| TSLQ | AXS TSLA Bear Daily ETF | US Derivative Based ETF | The investment seeks daily investment results before fees and expenses that correspond to the inverse (-100%) of the daily performance of the common shares of Tesla Inc. Under normal market circumstances the adviser will maintain at least 80% exposure to financial instruments that provide inverse exposure to the daily performance of TSLA. The fund is an actively-managed exchange-traded fund (‘ETF’) that seeks to achieve on a daily basis before fees and expenses -100% performance of TSLA for a single day not for any other period by entering into one or more swap agreements on TSLA. The fund is non-diversified. |
| BBBL | BondBloxx BBB Rated 10+ Year Corporate Bond ETF | US Fixed Income ETF | The index is designed to reflect the performance of BBB fixed-rate taxable U.S. dollar-denominated corporate bonds issued by U.S. and non-U.S. industrial utility and financial issuers. Under normal circumstances the fund will invest at least 80% of its net assets either directly or indirectly in a portfolio of U.S. dollar-denominated investment grade corporate bonds issued by U.S. and non-U.S. corporate issuers rated BBB with remaining maturities of greater than or equal to ten years. The fund is non-diversified. |
| BBBS | BondBloxx BBB Rated 1-5 Year Corporate Bond ETF | US Fixed Income ETF | The index is designed to reflect the performance of BBB fixed-rate taxable U.S. dollar-denominated corporate bonds issued by U.S. and non-U.S. industrial utility and financial issuers. Under normal circumstances the fund will invest at least 80% of its net assets either directly or indirectly in a portfolio of U.S. dollar-denominated investment grade corporate bonds issued by U.S. and non-U.S. corporate issuers rated BBB with remaining maturities of greater than or equal to one year and less than five years. The fund is non-diversified. |
| BBBI | BondBloxx BBB Rated 5-10 Year Corporate Bond ETF | US Fixed Income ETF | The index is designed to reflect the performance of BBB fixed-rate taxable U.S. dollar-denominated corporate bonds issued by U.S. and non-U.S. industrial utility and financial issuers. Under normal circumstances the fund will invest at least 80% of its net assets either directly or indirectly in a portfolio of U.S. dollar-denominated investment grade corporate bonds issued by U.S. and non-U.S. corporate issuers rated BBB with remaining maturities of greater than or equal to five year and less than ten years. The fund is non-diversified. |
| TAXX | BondBloxx IR+M Tax-Aware Short Duration ETF | US Fixed Income ETF | The fund is an actively managed ETF that does not seek to replicate the performance of a specified index. The fund invests under normal circumstances at least 80% of its total assets (plus the amount of any borrowings for investment purposes) either directly or indirectly (e.g. through derivatives) in a portfolio of U.S. dollar-denominated investment-grade fixed income debt instruments. |
| HYSA | BondBloxx USD High Yield Bond Sector Rotation ETF | US Fixed Income ETF | The fund is actively managed and does not seek to replicate the performance of a specified index. The fund is newly organized and operates as a fund of funds meaning that it primarily invests its assets in securities of other ETFs. The fund is non-diversified. |
| LYLD | Cambria Large Cap Shareholder Yield ETF | US Equity ETF | Cambria Large Cap Shareholder Yield ETF focuses on high-cash distribution companies with a market cap greater than $10 billion that are returning their cash to investors through three attributes – dividends buybacks and debt paydown – collectively known as shareholder yield. |
| MYLD | Cambria Micro and SmallCap Shareholder Yield ETF | US Equity ETF | The Cambria Micro and SmallCap Shareholder Yield ETF (MYLD) is an exchange-traded fund that mostly invests in extended market equity. The fund offers active exposure to equity securities of micro- and small-sized companies in the US. |
| TYLD | Cambria Tactical Yield ETF | US Fixed Income ETF | Cambria Tactical Yield ETF targets a universe of global fixed income securities and REITs and seeks to invest based on yield spreads relative to U.S. Treasury Bills. When various sectors of the universe have historically narrow yield spreads relative to U.S. Treasury Bills TYLD intends to invest up to 100% of its portfolio in U.S. Treasury Bills. When certain sectors of the universe demonstrate historically high wide yield spreads TYLD intends to invest in those various fixed income sectors. |
| INEQ | Columbia International Equity Income ETF | Global Equity ETF | Under normal market conditions the fund invests at least 80% of its assets (including the amount of any borrowings for investment purposes) in income-producing (dividend-paying) equity securities. The fund typically invests in common stocks and depository receipts. |
| CRED | Columbia Research Enhanced Real Estate ETF | US Equity ETF | The fund invests at least 80% of its net assets (including the amount of any borrowings for investment purposes) in the component securities of the index. The index reflects a rules-based strategic beta approach to investing in the companies that comprise the FTSE Nareit All Equity REITs Index (the Starting Universe) which is a broad measure of the performance of publicly listed U.S. real estate investment trusts (REITs). The fund is non-diversified. |
| EQIN | Columbia U.S. Equity Income ETF | US Equity ETF | Under normal market conditions the fund invests at least 80% of its assets (including the amount of any borrowings for investment purposes) in income-producing (dividend-paying) equity securities of U.S. companies. The fund typically invests in common stocks. |
| DFCA | Dimensional California Municipal Bond ETF | US Fixed Income ETF | The fund will seek to achieve its investment objective by investing primarily in a universe of investment grade municipal securities the interest on which is exempt from regular federal income tax and the state personal income tax of California. The portfolio may also invest in exchange-traded funds (ETFs) to gain exposure to the municipal bond market pending investment in municipal bonds. |
| DFGP | Dimensional Global Core Plus Fixed Income ETF | Global Derivative Based ETF | The fund seeks to achieve its investment objective by investing in a universe of U.S. and foreign debt securities. The Portfolio may invest in fixed income securities considered investment grade at the time of purchase or Fitch or Aaa to Baa3 by Moodys and in lower-rated fixed income securities. |
| DGCB | Dimensional Global Credit ETF | Global Derivative Based ETF | The fund seeks to maximize total returns primarily from a universe of U.S. and foreign corporate debt securities that mature within twenty years from the date of settlement. The Portfolio generally emphasizes investments in debt securities rated A+ to BBB- by S&P or Fitch or A1 to Baa3 by Moodys. The Portfolio may also invest in higher-rated investment grade securities and/or below-investment grade securities depending on the expected credit premium. |
| DFGX | Dimensional Global ex US Core Fixed Income ETF | US Derivative Based ETF | The investment objective of the Dimensional Global ex US Core Fixed Income ETF (the Global ex US Core Fixed Income ETF or Portfolio) is to maximize total returns. Total return is comprised of income and capital appreciation. |
| DUSB | Dimensional Ultrashort Fixed Income ETF | US Fixed Income ETF | The investment objective of the Dimensional Ultrashort Fixed Income ETF (the Ultrashort Fixed Income ETF or Portfolio) is to maximize total returns. Total return is comprised of income and capital appreciation. |
| DCOR | Dimensional US Core Equity 1 ETF | US Equity ETF | The investment objective of the Dimensional US Core Equity 1 ETF (the US Core Equity 1 ETF or Portfolio) is to achieve long-term capital appreciation. |
| DFVX | Dimensional US Large Cap Vector ETF | Global Equity ETF | The investment objective of the Dimensional US Large Cap Vector ETF (the US Large Cap Vector ETF or Portfolio) is to achieve long-term capital appreciation. |
| DFAW | Dimensional World Equity ETF | US Fund of Funds ETF | The investment objective of the Dimensional World Equity ETF (the World Equity ETF or Portfolio) is to achieve long-term capital appreciation. |
| AAPD | Direxion Daily AAPL Bear 1X Shares ETF | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the funds net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to AAPL consistent with the funds investment objective. It is non-diversified. |
| AAPU | Direxion Daily AAPL Bull 2X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of its net assets (plus any borrowings for investment purposes) in the securities of AAPL and financial instruments such as swap agreements and options that in combination provide 2X daily leveraged exposure to AAPL consistent with the funds investment objective. The fund is non-diversified. |
| AIBD | Direxion Daily AI and Big Data Bear 2X Shares | US Derivative Based ETF | The index is designed by Solactive AG to represent the securities of companies from the United States that have business operations in the field of artificial intelligence (AI) applications and big data. The fund under normal circumstances invests at least 80% of the funds net assets in swap agreements futures contracts short positions or other financial instruments that provide inverse (opposite) or short daily exposure to the index. The fund is non-diversified. |
| AIBU | Direxion Daily AI and Big Data Bull 2X Shares | US Derivative Based ETF | The index is designed by Solactive AG to represent the securities of companies from the United States that have business operations in the field of artificial intelligence (AI) applications and big data. The fund under normal circumstances invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments such as swap agreements securities of the index and exchange-traded funds (‘ETFs’) that track the index. The fund is non-diversified. |
| AMZD | Direxion Daily AMZN Bear 1X Shares ETF | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the its net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to AMZN consistent with the funds investment objective. It is non-diversified. |
| AMZU | Direxion Daily AMZN Bull 2X Shares | US Derivative Based ETF | The fund will enter into one or more swap agreements with major global financial institutions whereby the fund and the global financial institution will agree to exchange the return earned on an investment by The fund invests in AMZN that is equal on a daily basis to 200% of the value of the fund’s net assets. It is non-diversified. |
| CLDL | Direxion Daily Cloud Computing Bull 2X Shares | US Derivative Based ETF | The investment seeks daily investment results before fees and expenses of 200% of the daily performance of the the Indxx USA Cloud Computing Index. The fund under normal circumstances invests at least 80% of its net assets in financial instruments such as swap agreements securities of the index ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or to ETFs that track the index. The index is provided by Indxx LLC and includes domestic companies that deliver cloud computing infrastructure platforms or services. The fund is non-diversified. |
| QQQD | Direxion Daily Concentrated Qs Bear 1X Shares | US Derivative Based ETF | The index is designed to track the performance of the seven largest NASDAQ listed companies as identified by Indxx. The fund under normal circumstances invests at least 80% of the funds net assets in financial instruments including swap agreements futures contracts or short positions that in combination provide 1X daily inverse or short exposure to the index or to ETFs that track the index consistent with the funds investment objective. The fund is non-diversified. |
| QQQU | Direxion Daily Concentrated Qs Bull 2X Shares | US Derivative Based ETF | The index is designed to track the performance of the seven largest NASDAQ listed companies as identified by Indxx. The fund under normal circumstances invests at least 80% of its net assets in financial instruments such as swap agreements securities of the index and ETFs that track the index that in combination provide 2X daily leveraged exposure to the index consistent with the fund’s investment objective. The fund is non-diversified. |
| WANT | Direxion Daily Consumer Discretionary Bull 3x Shares | US Derivative Based ETF | The investment seeks daily investment results before fees and expenses of 300% of the daily performance of the Consumer Discretionary Select Sector Index. The fund under normal circumstances invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments such as swap agreements and securities of the index ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index is provided by S&P Dow Jones Indices (the ‘index provider’) and includes domestic companies from the consumer discretionary sector. It is non-diversified. |
| REKT | Direxion Daily Crypto Industry Bear 1X Shares | Crypto Based ETF | The index seeks to track the performance of US-listed securities that have business operations in the field of distributed ledger or decentralized payment technology. The fund under normal circumstances invests at least 80% of the funds net assets in financial instruments including swap agreements futures contracts or short positions. The fund is non-diversified. |
| LMBO | Direxion Daily Crypto Industry Bull 2X Shares | Crypto Based ETF | The index seeks to track the performance of US-listed securities that have business operations in the field of distributed ledger or decentralized payment technology. The fund under normal circumstances invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments such as swap agreements securities of the index. The fund is non-diversified. |
| WEBS | Direxion Daily Dow Jones Internet Bear 3X Shares | US Derivative Based ETF | The investment seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the daily performance of the Dow Jones Internet Composite Index. The fund under normal circumstances invests in swap agreements futures contracts short positions or other financial instruments that in combination provide inverse (opposite) or short leveraged exposure to the index equal to at least 80% of the fund s net assets. The index includes companies that generate at least 50% of their annual sales/revenue from the internet as determined by the index provider. It is non-diversified. |
| WEBL | Direxion Daily Dow Jones Internet Bull 3X Shares | US Derivative Based ETF | The investment seeks daily investment results before fees and expenses of 300% of the daily performance of the Dow Jones Internet Composite Index. The fund under normal circumstances invests at least 80% of its net assets in financial instruments such as swap agreements securities of the index and ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or to ETFs that track the index. The index includes companies that generate at least 50% of their annual sales/revenue from the internet as determined by the index provider. It is non-diversified. It is non-diversified. |
| EVAV | Direxion Daily Electric and Autonomous Vehicles Bull 2X Shares | US Derivative Based ETF | The index is designed to track the performance of electric and autonomous vehicles companies. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments such as swap agreements securities of the index and ETFs that track the index that in combination provide 2X daily leveraged exposure to the index consistent with the fund’s investment objective. It is non-diversified. |
| GGLS | Direxion Daily GOOGL Bear 1X Shares ETF | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the its net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to GOOGL consistent with the funds investment objective. It is non-diversified. |
| GGLL | Direxion Daily GOOGL Bull 2X Shares | US Derivative Based ETF | The fund will enter into one or more swap agreements with major global financial institutions whereby the fund and the global financial institution will agree to exchange the return earned on an investment by The fund invests in GOOGL that is equal on a daily basis to 200% of the value of the fund’s net assets. It is non-diversified. |
| METD | Direxion Daily META Bear 1X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the funds net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to META consistent with the funds investment objective. The fund is non-diversified. |
| METU | Direxion Daily META Bull 2X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of its net assets (plus any borrowings for investment purposes) in the securities of META and financial instruments such as swap agreements and options that in combination provide 2X daily leveraged exposure to META consistent with the funds investment objective. The fund is non-diversified. |
| XXCH | Direxion Daily MSCI Emerging Markets ex China Bull 2X Shares | US Derivative Based ETF | The index is designed to capture the large- and mid-capitalization securities across 23 of the 24 emerging markets (with the exception of China) as defined by MSCI Inc. The fund under normal circumstances invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments such as swap agreements securities of the index and exchange-traded funds (‘ETFs’) that track the index. The fund is non-diversified. |
| MSFD | Direxion Daily MSFT Bear 1X Shares ETF | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the its net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to MSFT consistent with the funds investment objective. It is non-diversified. |
| MSFU | Direxion Daily MSFT Bull 2X Shares | US Derivative Based ETF | The fund will enter into one or more swap agreements with major global financial institutions whereby the fund and the global financial institution will agree to exchange the return earned on an investment by the fund invests in MSFT that is equal on a daily basis to 200% of the value of the fund’s net assets. It is non-diversified. |
| NVDD | Direxion Daily NVDA Bear 1X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the its net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to NVDA consistent with the funds investment objective. The fund is non-diversified. |
| NVDU | Direxion Daily NVDA Bull 2X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of its net assets (plus any borrowings for investment purposes) in the securities of NVDA and financial instruments such as swap agreements and options that in combination provide 2X daily leveraged exposure to NVDA consistent with the funds investment objective. The fund is non-diversified. |
| UBOT | Direxion Daily Robotics Artificial Intelligence & Automation Index Bull 2X Shares | US Derivative Based ETF | The investment seeks daily leveraged investment results of 200% of the daily performance of the Indxx Global Robotics and Artificial Intelligence Thematic Index. The fund normally invests at least 80% of its net assets in financial instruments such as swap agreements ETFs that track the index securities of the index and other financial instruments that provide daily leveraged exposure to the index or to ETFs that track the index. The index is designed to provide exposure to exchange-listed companies in developed markets that are expected to benefit from the adoption and utilization of robotics and/or artificial intelligence. It is non-diversified. |
| HIBS | Direxion Daily S&P 500 High Beta Bear 3X Shares | US Derivative Based ETF | The fund invests at least 80% of its net assets in financial instruments that in combination provide 3X daily inverse (opposite) or short exposure to the index or to ETFs that track the index consistent with the funds investment objective. The index provider selects 100 securities from the S&P 500 ® Index that have exhibited the highest sensitivity to market movements or beta over the past 12 months based on the securities daily price changes. It is non-diversified. |
| HIBL | Direxion Daily S&P 500 High Beta Bull 3X Shares | US Equity ETF | The fund under normal circumstances invests at least 80% of its net assets in financial instruments that track the index that in combination provide 3X daily leveraged exposure to the index consistent with the fund’s investment objective. The index provider selects 100 securities from the S&P 500 ® Index that have exhibited the highest sensitivity to market movements or beta over the past 12 months based on the securities daily price changes. It is non-diversified. |
| TSLS | Direxion Daily TSLA Bear 1X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of the its net assets (plus borrowings for investment purposes) in financial instruments including swap agreements and options that in combination provide 1X daily inverse (opposite) or short exposure to TSLA consistent with the funds investment objective. It is non-diversified. |
| TSLL | Direxion Daily TSLA Bull 2X Shares | US Derivative Based ETF | The fund under normal circumstances invests at least 80% of its net assets (plus any borrowings for investment purposes) in the securities of TSLA and financial instruments such as swap agreements and options that provide leveraged exposure to TSLA. The fund is non-diversified. |
| URAA | Direxion Daily Uranium Industry Bull 2X Shares | US Derivative Based ETF | The index is comprised of the Global X Uranium ETF and the Sprott Uranium Miners ETF. The fund under normal circumstances invests at least 80% of its net assets in financial instruments such as swap agreements securities of the index and ETFs that track the index that in combination provide 2X daily leveraged exposure to the index consistent with the fund’s investment objective. The fund is non-diversified. |
| HCMT | Direxion HCM Tactical Enhanced US ETF | US Equity ETF | The fund is actively managed and seeks to provide enhanced returns across multiple market cycles that are broadly correlated to the U.S. equity markets. The fund will invest in to have exposure to U.S. equity securities in order to achieve capital appreciation or will invest in cash or cash equivalents in order to attempt to preserve capital during market downturns. The fund is non-diversified. |
| DTAN | EA Series Trust ETF | Global Equity ETF | The fund will invest in equity securities of publicly listed non-U.S. companies that Sparkline Capital LP believes are attractive relative to its proprietary measure of intangible-augmented intrinsic value. Under normal circumstances the fund invests at least 80% of its net assets in equity securities of publicly listed non-U.S. companies including common stocks and depositary receipts evidencing ownership of common stocks that satisfy the sub-advisers definition of value. |
| EVLN | Eaton Vance Floating-Rate ETF | Global Fixed Income ETF | Under normal circumstances the fund invests at least 80% of its net assets in floating-rate credit investments. Floating-rate credit investments may include without limitation senior floating rate loans of domestic and foreign borrowers debt tranches of collateralized loan obligations secured and unsecured floating-rate bonds as well as secured and unsecured subordinated loans second lien loans subordinated bridge loans and mezzanine investments. |
| EVHY | Eaton Vance High Yield ETF | Global Fixed Income ETF | Under normal circumstances at least 80% of the funds net assets (plus any borrowings for investment purposes) will be invested in high yield securities. The fund may invest up to 15% of its net assets in securities that are rated investment grade. |
| EVIM | Eaton Vance Intermediate Municipal Income ETF | US Fixed Income ETF | Under normal circumstances the fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in municipal obligations the interest on which is exempt from regular federal income tax. The fund may invest up to 20% of its net assets in other debt obligations including (but not limited to) taxable municipal obligations U.S. Treasury securities and obligations of the U.S. government its agencies and instrumentalities. |
| EVSD | Eaton Vance Short Duration Income ETF | US Fixed Income ETF | Under normal circumstances the fund seeks to achieve its investment objective by primarily investing in a diversified portfolio of U.S. dollar-denominated fixed income securities of varying maturities consistent with ordinarily seeking to maintain an average duration of approximately three years or less. The fund invests primarily in U.S. government securities corporate bonds and mortgage- and asset-backed securities. |
| EVSM | Eaton Vance Short Duration Municipal Income ETF | US Fixed Income ETF | Under normal circumstances the fund invests at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in municipal securities the interest on which is exempt from regular federal income tax. |
| EVTR | Eaton Vance Total Return Bond ETF | Global Fixed Income ETF | Under normal circumstances at least 80% of the funds net assets (plus the amount of any borrowings for investment purposes) will be invested in fixed-income securities. The fund invests primarily in a diversified mix of U.S. dollar-denominated investment grade fixed-income securities including U.S. government corporate municipal mortgage- and asset-backed securities. |
| EVSB | Eaton Vance Ultra-Short Income ETF | Global Fixed Income ETF | The fund seeks to achieve its investment objective by primarily investing in a portfolio of investment grade short-term fixed variable and floating-rate securities. The fund is not a money market fund and does not seek to maintain a stable net asset value. The fund is actively managed not designed to track a benchmark and therefore not constrained by the composition of a benchmark. |
| FDCF | Fidelity Disruptive Communications ETF | US Equity ETF | The fund normally invests at least 80% of assets in securities of disruptive communications companies. Fidelity’s disruptive strategies seek to identify innovative developments that could signal new directions for delivering products and services to customers. Generally these companies have or are developing new or unconventional ways of doing business that could disrupt and displace incumbents over time. The fund is non-diversified. |
| FDFF | Fidelity Disruptive Finance ETF | US Equity ETF | The fund normally invests at least 80% of assets in securities of disruptive finance companies. Fidelity’s disruptive strategies seek to identify innovative developments that could signal new directions for delivering products and services to customers. Generally these companies have or are developing new or unconventional ways of doing business that could disrupt and displace incumbents over time. The fund is non-diversified. |
| FMED | Fidelity Disruptive Medicine ETF | US Equity ETF | The fund normally invests at least 80% of assets in securities of disruptive medicine companies. Fidelity’s disruptive strategies seek to identify innovative developments that could signal new directions for delivering products and services to customers. Generally these companies have or are developing new or unconventional ways of doing business that could disrupt and displace incumbents over time. The fund is non-diversified. |
| FDTX | Fidelity Disruptive Technology ETF | US Equity ETF | The fund normally invests at least 80% of assets in securities of disruptive technology companies. Fidelity’s disruptive strategies seek to identify innovative developments that could signal new directions for delivering products and services to customers. Generally these companies have or are developing new or unconventional ways of doing business that could disrupt and displace incumbents over time. The fund is non-diversified. |
| FDIF | Fidelity Disruptors ETF | US Fund of Funds ETF | The fund normally invests its assets in a combination of five Fidelity® funds each of which normally invests in equity securities of companies that represent a disruptive theme. Fidelity’s disruptive strategies seek to identify innovative developments that could signal new directions for delivering products and services to customers. Generally these companies have or are developing new or unconventional ways of doing business that could disrupt and displace incumbents over time. |
| FBUF | Fidelity Dynamic Buffered Equity ETF | US Equity ETF | Normally investing at least 80% of assets in equity securities. Investing in equity securities of companies with market capitalizations generally similar to companies in the S&P 500® Index or Russell 1000 Index. Generally using computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the S&P 500® Index. |
| FENI | Fidelity Enhanced International ETF | Global Equity ETF | The fund will normally invest at least 80% of assets in common stocks included in the MSCI EAFE Index which is a market capitalization-weighted index that is designed to measure the investable equity market performance for global investors in developed markets excluding the U.S. & Canada. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. |
| FELC | Fidelity Enhanced Large Cap Core ETF | US Equity ETF | The fund will normally invest at least 80% of assets in common stocks included in the S&P 500® Index which is a market capitalization-weighted index of 500 common stocks chosen for market size liquidity and industry group representation to represent U.S. equity performance. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. It will invest in domestic and foreign issuers. |
| FELG | Fidelity Enhanced Large Cap Growth ETF | US Equity ETF | The fund will invest at least 80% of assets in common stocks included in the Russell 1000® Growth Index which is a market capitalization-weighted index designed to measure the performance of the large-cap growth segment of the U.S. equity market. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. It will invest in domestic and foreign issuers. The fund is non-diversified. |
| FELV | Fidelity Enhanced Large Cap Value ETF | US Equity ETF | The fund will normally invest at least 80% of assets in common stocks included in the Russell 1000® Value Index which is a market capitalization-weighted index designed to measure the performance of the large-cap value segment of the U.S. equity market. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. It will invest in domestic and foreign issuers. |
| FMDE | Fidelity Enhanced Mid Cap ETF | US Equity ETF | The fund will normally invest at least 80% of assets in common stocks included in the Russell Midcap® Index which is a market capitalization-weighted index designed to measure the performance of the mid-cap segment of the U.S. equity market. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. It will invest in domestic and foreign issuers. |
| FESM | Fidelity Enhanced Small Cap ETF | US Equity ETF | The fund will normally invest at least 80% of assets in common stocks included in the Russell 2000® Index which is a market capitalization-weighted index designed to measure the performance of the small-cap segment of the U.S. equity market. The adviser will generally use computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the index. It will invest in domestic and foreign issuers. |
| FETH | Fidelity Ethereum Fund | Crypto Based ETF | The index is constructed using ether price feeds from eligible ether spot markets and a volume-weighted median price methodology calculated every 15 seconds based on VWMP spot market data over rolling sixty-minute increments. In seeking to achieve its investment objective the trust will hold ether and will value its shares daily based on the same methodology used to calculate the index. |
| FFLC | Fidelity Fundamental Large Cap Core ETF | US Equity ETF | The investment seeks long-term growth of capital. Normally the fund invests primarily in equity securities. Identifying early signs of long-term changes in the marketplace and focusing on those companies that may benefit from opportunities created by these changes by examining technological advances product innovation economic plans demographics social attitudes and other factors which can lead to investments in small and medium-sized companies. It invests in domestic and foreign issuers. |
| FFLG | Fidelity Fundamental Large Cap Growth ETF | US Equity ETF | The investment seeks long-term growth of capital. The fund invests at least 80% of assets in equity securities of companies with large market capitalizations (which for purposes of the fund are those companies with market capitalizations similar to companies in the Russell 1000® Index or the S&P 500® Index). The fund is non-diversified. |
| FFLV | Fidelity Fundamental Large Cap Value ETF | US Equity ETF | The investment seeks long-term growth of capital. The fund will normally invest at least 80% of the funds assets in equity securities of companies with large market capitalizations (which for purposes of this fund are those companies with market capitalizations similar to companies in the Russell 1000® Index or the S&P 500® Index). The fund is non-diversified. |
| FFSM | Fidelity Fundamental Small-Mid Cap ETF | US Equity ETF | The investment seeks long-term growth of capital. The fund is an actively managed ETF that operates pursuant to an exemptive order from the Securities and Exchange Commission (Order) and is not required to publicly disclose its complete portfolio holdings each business day. The fund normally invests at least 80% of assets in securities of companies with small to medium market capitalizations (which for purposes of this fund are those companies with market capitalizations similar to companies in the Russell 2500 Index). It invests in domestic and foreign issuers. The fund is non-diversified. |
| FHEQ | Fidelity Hedged Equity ETF | US Equity ETF | The investment seeks capital appreciation. Normally investing at least 80% of assets in equity securities. Investing in equity securities of companies with market capitalizations generally similar to companies in the S&P 500® Index or Russell 1000 Index. Generally using computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the S&P 500® Index. |
| FSEC | Fidelity Investment Grade Securitized ETF | Global Fixed Income ETF | The investment seeks a high level of current income. The fund normally invests at least 80% of assets in investment-grade securitized debt securities (those of medium and high quality) and repurchase agreements for those securities. It invests in securitized debt securities issued by the U.S. government and its agencies or instrumentalities foreign governments and corporations. The fund invests in U.S. government securities issued by entities that are chartered or sponsored by Congress but whose securities are neither issued nor guaranteed by the U.S. Treasury. |
| FLDB | Fidelity Low Duration Bond ETF | Global Fixed Income ETF | The investment seeks to obtain a high level of current income consistent with preservation of capital. The fund will normally invest at least 80% of assets in investment-grade debt securities (those of medium and high quality) of all types and repurchase agreements for those securities. Normally maintaining a duration of 1 year or less. |
| FBTC | Fidelity Wise Origin Bitcoin Fund | Crypto Based ETF | The investment seeks to track the performance of bitcoin as measured by the Fidelity Bitcoin Reference Rate adjusted for the trusts expenses and other liabilities. The index is constructed using bitcoin price feeds from eligible bitcoin spot markets and a volume-weighted median price (VWMP) methodology calculated every 15 seconds based on VWMP spot market data over rolling sixty-minute increments. In seeking to achieve its investment objective the trust will hold bitcoin and will value its shares daily as of 4:00 p.m. EST using the same methodology used to calculate the index. All of the trusts bitcoin will be held by the custodian. |
| FYEE | Fidelity Yield Enhanced Equity ETF | US Equity ETF | The investment seeks current income while maintaining prospects for capital appreciation. Normally investing at least 80% of assets in equity securities. Investing in equity securities of companies with market capitalizations generally similar to companies in the S&P 500® Index or Russell 1000 Index. Generally using computer-aided quantitative analysis of historical valuation growth profitability and other factors to select a broadly diversified group of stocks that may have the potential to provide a higher total return than that of the S&P 500® Index. |
| AGQI | First Trust Active Global Quality Income ETF -VIII- | Global Equity ETF | Under normal market conditions the fund seeks to invest primarily in income-producing equity securities. Such equity securities may include common stock depositary receipts (including ADRs and GDRs) preferred securities and real estate investment trusts (REITs). It invests in U.S. and non-U.S. issuers and will typically invest at least 40% of its net assets in securities of issuers or companies that are economically tied to different countries throughout the world excluding the United States. The fund is non-diversified. |
| EMDM | First Trust Bloomberg Emerging Market Democracies ETF | Global Equity ETF | The fund will normally invest at least 80% of its net assets in the common stocks depositary receipts preferred shares and real estate investment trusts that comprise the index. The index is constructed to track the performance of companies within emerging market countries as determined by the index Provider that meet minimum political rights and civil liberties standards to qualify as Electoral Democracies according to Freedom House. It is non-diversified. |
| FTIF | First Trust Bloomberg Inflation Sensitive Equity ETF | US Equity ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in the common stocks that comprise the index. The fund using an indexing investment approach attempts to replicate before fees and expenses the total return performance of the index which includes dividends paid by the common stocks in the index. The index is a rules-based index. The fund is non-diversified. |
| RND | First Trust Bloomberg R&D Leaders ETF | US Equity ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in the securities that comprise the index. According to the index provider the index is designed to track the performance of companies that seek to return implicit value to shareholders by reinvesting in their own growth. The fund is non-diversified. |
| SHRY | First Trust Bloomberg Shareholder Yield ETF | US Equity ETF | The fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in the securities that comprise the index. The index is designed to track the performance of the securities of U.S.large- and mid-cap companies. |
| CAAA | First Trust Commercial Mortgage Opportunities ETF | US Equity ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in commercial mortgage-backed securities (CMBS). The Advisor intends to invest at least 80% and generally expects to invest at least 90% of its net assets in CMBS with a ‘AAA’ rating (or equivalent) at the time of purchase as determined by at least one nationally recognized statistical rating organization (NRSRO). The fund is non-diversified. |
| FTCB | First Trust Core Investment Grade ETF | US Fixed Income ETF | Under normal market conditions the fund seeks to invest 100% of its investment portfolio in investment grade securities. Investment grade securities are those securities that are at the time of purchase rated as investment grade (i.e. rated Baa3/BBB- or above) by at least one nationally recognized statistical rating organization (NRSRO) rating such securities or if unrated debt securities determined by the funds investment advisor to be of comparable quality. The fund is non-diversified. |
| FTHF | First Trust Emerging Markets Human Flourishing ETF | Global Equity ETF | The fund will normally invest at least 80% of its net assets (plus any borrowings for investment purposes) in the securities that comprise the index. According to the index provider the index is constructed to track the performance of companies within emerging market countries that sufficiently promote human flourishing. The fund is non-diversified. |
| EIPI | First Trust Energy Income Partners Enhanced Income ETF | US Option Based ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in securities of and/or investments that provide exposure to Energy Companies. The funds investments will be concentrated (i.e. invest more than 25% of fund assets) in any one industry or group of industries constituting the energy sector. The fund is non-diversified. |
| FIIG | First Trust Intermediate Duration Investment Grade Corporate ETF | US Fixed Income ETF | Under normal market conditions the fund seeks to achieve its objectives by investing at least 80% of its net assets in investment grade corporate debt securities. At least 80% of the funds net assets will be invested in corporate debt securities that are at the time of purchase investment grade (i.e. rated Baa3/BBB- or above) by at least one nationally recognized statistical rating organization (NRSRO) rating such securities or if unrated debt securities determined by the funds investment advisor to be of comparable quality. The fund is non-diversified. |
| MGOV | First Trust Intermediate Government Opportunities ETF | US Fixed Income ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in a portfolio of debt securities issued or guaranteed by the U.S. government (including U.S. Treasury bonds notes and bills) its agencies or government-sponsored entities. The fund’s investments in government securities include publicly-issued U.S. Treasury securities and mortgage-related securities such as pass-through securities collateralized mortgage obligations (‘CMOs’) and commercial mortgage-backed securities (‘CMBS’). It is non-diversified. |
| RJMG | First Trust Raymond James Multicap Growth Equity ETF | US Equity ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in a portfolio of equity securities. The fund seeks to achieve its objective by investing in a portfolio of U.S.-listed equity securities including common stocks and real estate investment trusts (REITs) that exhibit growth characteristics and are rated Strong Buy or Outperform by a model developed and overseen by the funds non-discretionary investment sub-advisor Raymond James & Associates Inc. The fund is non-diversified. |
| KNGZ | First Trust S&P 500 Diversified Dividend Aristocrats ETF | US Equity ETF | The fund will normally invest at least 90% of its net assets (plus any borrowings for investment purposes) in the securities that comprise the index. According to the index provider to the new index the new index measures the performance of companies within the S&P 500 Index that have demonstrated stable or increasing dividend per share amounts. |
| FCFY | First Trust S&P 500 Diversified Free Cash Flow ETF | US Equity ETF | Under normal conditions the fund will invest at least 80% of its net assets in the securities that comprise the index. The index measures the performance of companies within the S&P 500® Index that have the highest relative FCF Yield within each GICS® sector represented in the S&P 500® Index. It is non-diversified. |
| EMOT | First Trust S&P 500 Economic Moat ETF | US Equity ETF | Under normal conditions the fund will invest at least 80% of its net assets in the securities that comprise the index. The index is designed to measure the performance of common stock of companies in the S&P 500® Index which are identified as having sustainable competitive advantages or an economic moat as evidenced by their sustained high gross margins sustained high return on invested capital and high market share. The fund is non-diversified. |
| FSCS | First Trust SMID Capital Strength ETF | US Equity ETF | The fund will normally invest at least 90% of its net assets in the securities that comprise the index. The index is designed to select dividend-paying securities issued by mid capitalization U.S. companies. |
| SCIO | First Trust Structured Credit Income Opportunities ETF | US Fixed Income ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in structured credit investments. Structured credit investments are created through a securitization process in which financial assets such as loans and mortgages are packaged into interest-bearing securities backed by those assets and issued to investors. The fund is non-diversified. |
| DOGG | First Trust Vest DJIA Dogs 10 Target Income ETF | US Option Based ETF | Under normal market conditions the fund will pursue its objective by investing primarily in common stocks exchange-traded options (including FLexible EXchange options (‘FLEX Options’)) and short-term U.S. Treasury securities. The fund seeks to provide exposure to a concentrated portfolio of large-capitalization U.S. equity securities while providing a consistent level of income that is approximately 8% (before fees and expenses) above the annualized yield of the Dow Jones Industrial Average (DJIA). The fund is non-diversified. |
| FDND | First Trust Vest Dow Jones Internet & Target Income ETF | US Equity ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in securities and/or investments that provide exposure to securities of Internet Companies and securities intended to provide income to The fund invests in the form of option premiums. The fund is non-diversified. |
| BUFZ | First Trust Vest Laddered Moderate Buffer ETF | US Fund of Funds ETF | The fund seeks to achieve its investment objective by providing investors with U.S. large-cap equity market exposure while attempting to limit downside risk through a laddered portfolio of FT Cboe Vest U.S. Equity Moderate Buffer ETFs. The term ‘laddered portfolio’ refers to its investment in multiple underlying ETFs that have target outcome period expiration dates which occur on a rolling or periodic basis. The fund is non-diversified. |
| BUFS | First Trust Vest Laddered Small Cap Moderate Buffer ETF | US Fund of Funds ETF | The term ‘laddered portfolio’ refers to the fund’s investment in multiple underlying ETFs that have target outcome period expiration dates which occur on a rolling or periodic basis. The underlying ETFs invest substantially all of their assets in FLexible EXchange® Options (FLEX Options) on IWM. FLEX Options are customizable exchange-traded option contracts guaranteed for settlement by the options clearing corporation. The fund is non-diversified. |
| QCAP | First Trust Vest Nasdaq-100 Conservative Buffer ETF – April | US Option Based ETF | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the Invesco QQQ TrustSM Series 1. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. |
| QCJL | First Trust Vest Nasdaq-100 Conservative Buffer ETF – July | US Option Based ETF | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the Invesco QQQ TrustSM Series 1. The fund is non-diversified. |
| QMAG | First Trust Vest Nasdaq-100 Moderate Buffer ETF – August | US Option Based ETF | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the Invesco QQQ TrustSM Series 1. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. |
| QMMY | First Trust Vest Nasdaq-100 Moderate Buffer ETF – May | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the Invesco QQQ TrustSM Series 1. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| SDVD | First Trust Vest SMID Rising Dividend Achievers Target Income ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in dividend-paying securities and/or investments that provide exposure to dividend-paying securities of small and/or mid-capitalization companies. The fund also seeks a secondary objective of generating capital appreciation. The fund is non-diversified. | |
| TDVI | First Trust Vest Technology Dividend Target Income ETF | Under normal market conditions the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in dividend-paying securities and/or investments that provide exposure to dividend-paying securities of technology companies. The equity securities held by the fund will be selected by the portfolio managers from the common stocks and depositary receipts in the index. The fund is non-diversified. | |
| XIDE | First Trust Vest U.S. Equity Buffer & Premium Income ETF – December | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the underlying ETF and short-term (one year or less) U.S. treasury securities. The adviser uses FLEX Options to employ a target outcome strategy. The fund is non-diversified. | |
| XIJN | First Trust Vest U.S. Equity Buffer & Premium Income ETF – June | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the underlying ETF and short-term (one year or less) U.S. Treasury securities. The fund is non-diversified. | |
| XIMR | First Trust Vest U.S. Equity Buffer & Premium Income ETF – March | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the Underlying ETF and short-term (one year or less) U.S. Treasury securities. The fund is non-diversified. | |
| XISE | First Trust Vest U.S. Equity Buffer & Premium Income ETF – September | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the underlying ETF and short-term (one year or less) U.S. Treasury securities. The fund is non-diversified. | |
| XAPR | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – April | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XAUG | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – August | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. The fund is non-diversified. | |
| XFEB | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – February | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XJAN | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – January | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XJUL | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – July | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XMAR | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – March | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange ® Options that reference the price performance of the SPDR ® S&P 500 ® ETF Trust. The fund is non-diversified. | |
| XMAY | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – May | Under normal marketconditionsthe fund will invest substantially all of its assets in FLexible EXchange ® Options ( FLEX Options ) that reference the price performance of the SPDR ® S&P 500 ® ETF Trust (the Underlying ETF ). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XNOV | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – November | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| XOCT | First Trust Vest U.S. Equity Enhance & Moderate Buffer ETF – October | The fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| RSJN | First Trust Vest U.S. Equity Equal Weight Buffer ETF – June | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the Invesco S&P 500® Equal Weight ETF Trust. The fund is non-diversified. | |
| AUGM | First Trust Vest U.S. Equity Max Buffer ETF – August | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the underlying ETF. The fund advisor uses FLEX Options to employ a target outcome strategy. Target outcome strategies seek to produce predetermined investment outcomes based upon the performance of an underlying security or index. The fund is non-diversified. | |
| JULM | First Trust Vest U.S. Equity Max Buffer ETF – July | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the underlying ETF. The fund is non-diversified. | |
| JUNM | First Trust Vest U.S. Equity Max Buffer ETF – June | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the underlying ETF. The fund is non-diversified. | |
| MARM | First Trust Vest U.S. Equity Max Buffer ETF – March | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust. The fund is non-diversified. | |
| GAUG | First Trust Vest U.S. Equity Moderate Buffer ETF – August | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GDEC | First Trust Vest U.S. Equity Moderate Buffer ETF – December | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GJUL | First Trust Vest U.S. Equity Moderate Buffer ETF – July | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GJUN | First Trust Vest U.S. Equity Moderate Buffer ETF – June | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GMAR | First Trust Vest U.S. Equity Moderate Buffer ETF – March | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. The fund is non-diversified. | |
| GMAY | First Trust Vest U.S. Equity Moderate Buffer ETF – May | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GOCT | First Trust Vest U.S. Equity Moderate Buffer ETF – October | The fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GSEP | First Trust Vest U.S. Equity Moderate Buffer ETF – September | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. The fund is non-diversified. | |
| GNOV | First Trust Vest U.S. Equity Moderate Buffer ETF -November | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| GAPR | First Trust Vest U.S. Equity Moderate Buffer Fund – Apr | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the SPDR® S&P 500® ETF Trust (the underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| SAUG | First Trust Vest U.S. Small Cap Moderate Buffer ETF – August | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the iShares Russell 2000 ETF (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| SFEB | First Trust Vest U.S. Small Cap Moderate Buffer ETF – February | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the iShares Russell 2000 ETF. The underlying ETF is an exchange-traded fund that seeks to track the investment results of the Russell 2000 Index. The fund is non-diversified. | |
| SMAY | First Trust Vest U.S. Small Cap Moderate Buffer ETF – May | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options (FLEX Options) that reference the price performance of the iShares Russell 2000 ETF (the Underlying ETF). The fund is non-diversified. | |
| SNOV | First Trust Vest U.S. Small Cap Moderate Buffer ETF – November | The fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the iShares Russell 2000 ETF. FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The underlying ETF is an exchange-traded fund that seeks to track the investment results of the Russell 2000 Index. -null-. The fund is non-diversified. | |
| GFEB | First Trust Vest US Equity Moderate Buffer ETF February | Under normal market conditions the fund will invest substantially all of its assets in FLexible EXchange® Options that reference the price performance of the SPDR® S&P 500® ETF Trust (the Underlying ETF). FLEX Options are customized equity or index option contracts that trade on an exchange but provide investors with the ability to customize key contract terms like exercise prices styles and expiration dates. The fund is non-diversified. | |
| NIXT | Research Affiliates Deletions ETF | The Research Affiliates Deletions ETF seeks to benefit from long-term price reversal of companies dropped from market capitalization weighted indices. | |
| TARK | Tradretfs 2X Innovation ETF Fund | The fund will enter into one or more swap with major global financial institutions for a specified period ranging from a day to more than one year whereby the fund and the global financial institution will agree to exchange the return (or differentials in rates of return) earned or realized on the ARK Innovation ETF. It is non-diversified. | |
| SARK | Tradretfs Short Innovation Daily ETF | The fund is an actively managed exchange traded fund that attempts to achieve the inverse (-200) of the return of the ARK Innovation ETF for a single trading day (and not for any other period) by entering into one or more swaps on the ARK Innovation ETF. It is non-diversified. |
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